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Regulation NMS
Results: 1042

#	Item
341	June 21, 2011 Via Electronic Mail: [removed] Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-22 16:02:16 Stock market Financial markets United States Securities and Exchange Commission Financial services Order Regulation NMS Chicago Stock Exchange Dark liquidity Securities Exchange Act Financial economics Investment Economics
342	Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Legal & Government Affairs 20 Broad Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-29 14:29:50 Financial economics Investment Self-regulatory organizations United States securities law Regulation NMS Stock market Chicago Stock Exchange Securities Exchange Act National Market System Financial markets United States Securities and Exchange Commission Economy of the United States
343	Microsoft Word - ICI Limit Up-Limit Down Letter - FINAL _2_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-22 16:06:10 Financial markets Funds Collective investment schemes Exchange-traded fund Regulation NMS Short Mutual fund Closed-end fund Securities market Financial economics Investment Finance
344	Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Legal & Government Affairs 20 Broad Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-01 14:00:29 United States Securities and Exchange Commission New York City United States securities law NYSE Arca New York Stock Exchange Securities Exchange Act Regulation NMS Chicago Stock Exchange NASDAQ Economy of the United States NYSE Euronext Self-regulatory organizations
345	Comment Letter on File No. S7-24-89 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-07 14:14:14 Financial economics Finance Investment 73rd United States Congress Regulation NMS Securities Exchange Act NASDAQ National market system plan Financial Industry Regulatory Authority Financial markets United States securities law United States Securities and Exchange Commission
346	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-28 14:02:20 U.S. Securities and Exchange Commission Citadel LLC Rulemaking Economy of the United States Government Law United States Securities and Exchange Commission Regulation NMS Chicago Board Options Exchange
347	FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004 ⎯⎯⎯⎯⎯ 212‐422‐8568 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-22 16:07:02 United States securities law Economy of the United States Stock market U.S. Securities and Exchange Commission Order Financial Industry Regulatory Authority Chicago Stock Exchange Business Financial regulation Self-regulatory organizations United States Securities and Exchange Commission Regulation NMS
348	July 10, 2013 By Electronic Mail Mr. John Ramsay Acting Director Division of Trading and Markets Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-11 09:19:06 Financial system United States Securities and Exchange Commission Financial markets Bonds Securities Industry and Financial Markets Association Order Regulation NMS Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Stock market Investment
349	June 22, 2011 Chairman of the Board JOSEPH N. CANGEMI ConvergEx Group New York, New York Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-23 13:57:34 Investment United States Securities and Exchange Commission Financial regulation Short selling Regulation NMS Securities Exchange Act National market system plan Futures contract U.S. Securities and Exchange Commission Financial markets Financial economics Finance
350	Via Regular Mail & E-Mail March 28, 2013 Mr. John Ramsay Acting Director, Division of Trading and Markets Unites States Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-12 13:47:32 Investment Business United States Securities and Exchange Commission United States securities law Finance Regulation NMS NASDAQ Consolidated Tape Association Financial Industry Regulatory Authority Financial markets Financial economics Self-regulatory organizations

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